Physics In an Automotive Engine - mir

Essentially every part of an automobile engine, and in the entire vehicle, involves applications of Physics, generally described as being Engineering principles. The two fields are pretty close. Engineering generally has a more "practical" approach, of working to get results that will be useful information toward actual mechanisms, without necessarily actually understanding WHY some particular formula is as it is. Physics is less concerned with applications or usage of results, and more concerned about understanding why some process proceeds as it does.

In my entire life, I have only ever seen very superficial presentations regarding the functioning of an automotive engine, usually just enough to tell various alternatives apart! Therefore, I have felt it appropriate to present a Physics perspective on the subject!

I am going to assume that you have at least a vague understanding of what goes on in an automotive engine, and that the words piston, crankshaft, connecting rod, and cylinder are understood.

In this drawing, we are looking at the end of the crankshaft, and the crankshaft is going to rotate counter-clockwise. Therefore, at this moment, the crankshaft is pushing the piston upward in the cylinder, and it is currently half way up. This is during the stage called Compression, where the gas-air mixture above the piston is getting compressed by the upward movement of the piston.

I'm going to simplify some things to clarify some points, such as treating valves as being able to operate instantly, which they definitely do not do in real life. However, if the intake valve had closed when the piston was at is lowest point (90° of crankshaft rotation before this drawing, the total amount of gas-air mixture in the cylinder (then at approximately atmospheric pressure of 15 PSI) is just the volume of the cylinder above the piston.

We should clarify that pressures can be described in two different ways, Absolute and Gauge. In this case, we know that the air is at the natural pressure of 15 PSI, which is an Absolute pressure, so it is sometimes written PSIA. If you measured that pressure with an air pressure gauge, it would read 0 PSI, because there is no difference in pressure from natural. This is called gauge pressure, and would be written 0 PSIG. They mean the same thing, and absolute pressure is always 15 higher than gauge pressure.

If we discuss a very popular engine, the so-called small-block Chevy engine, we can put some numbers in here. The bore (diameter of the cylinder) is 4", and the stroke (twice the crankshaft throw radius) is 3.5". The volume of that cylindrical volume is then (PI) * R2 * H or 3.1416 * 2 * 2 * 3.5 or around 44 cubic inches. (Since that engine has eight cylinders that are each that volume, its total 'displacement' is 44 * 8 or around 350 cubic inches. This engine is generally called the Chevy 350 V-8.)

The area shown at the top of the drawing is an additional volume that remains even when the piston is at the very highest point, a location called TDC for Top Dead Center, which will mean more in our second drawing. The space above the piston at TDC is carefully designed. In this specific case, it has a volume of around 6.3 cubic inches.

When the piston began its upward movement (at BDC, bottom dead center), there was then a volume of gas-air mixture above it of (44 + 6.3) or 50.3 cubic inches. When the piston has gotten to TDC, as in this drawing, all that gas-air mixture has now been compressed into the remaining 6.3 cubic inches. The ratio of these numbers, 50.3 / 6.3 is called the Compression Ratio of the engine. In this case, it is about 8.0.

This drawing shows the moment when that gas-air mixture is most compressed. The 8.0 compression ratio means that the 15 PSIA beginning mixture, is now at 8.0 times that pressure, or around 120 PSIA. The cylinder compression is measured and is essentially this number. Except that that device is a gauge, so the reading would be 105 PSIG.

Most superficial descriptions of automotive engines then say that the gas-air mixture is ignited at that moment and that the even higher pressure of the exploding gas drives the piston down, turning the crankshaft. Reference is usually even made of 'advancing the timing' of the ignition spark, so it occurs maybe 10° or 20° BEFORE TDC, so the explosion has a moment to build up its full power by the time it gets to TDC. If you look at this drawing for a while, you should be able to see that that is impossible! If the explosion (and all its effects) occurred exactly at the moment shown in this drawing, at TDC, the crankshaft would not be given any rotation at all! Virtiually the entire force of the explosion initially acts to try to drive the Piston, connecting rod and crankshaft downward, out of the bottom of the engine, without giving it any rotation at all! (When this actually happens, VERY bad things tend to happen to the engine!)

All actual internal combustion engines rely on KEEPING that explosion pressure for as long as possible! In Calculus terms, the total effect regarding rotating the crankshaft is the Integral of the net force actually applied to the crankshaft by that connecting rod for as long as there is explosive pressure inside the cylonder. In an engine that is operating properly, contributions to this Integral begin at the instant of ignition and end when the exhaust valve begins to open. The instantaneous force applied as torque in rotating the crankshaft continuously changes during this "power stroke". It actually begins with a slight negative contribution since ignition is timed to occur before TDC, but not much pressure yet develops since the flame is still spreading inside the cylinder. The contribution becomes exactly zero at TDC, and then quickly rises as the internal burning and pressure continues and the leverage angle at the crankshaft improves. Eventually, the piston goind down reduces the presssure, and engine cooling also does, and good design times the exhaust valve to begin opening about when productive torque is no longer available.

So, from a truly accurate (Physics) perspective, a VERY complicated graph of resultant torque would first need to be determined, and then that graph would be Integrated to determine actual engine torque generated, at that engine speed and under those conditions of spark advance and the rest. Such analysis is rarely actually done, and nearly always, simply experimental measurements of real engines is found by experiment to learn these things.

You might note that the pressure must be maintained within the cylinder throughout the entire power stroke for decent performance. This explains why an engine loses much of its power once the piston rings are worn (and therefore leaking pressure) or the valve seats become worn or distorted (and therefore leaking pressure). If the engine actually just relied on the instananeous effects of the explosion, worn rings or valves would be of minimum importance, but the fact that the basic design relies on HOLDING the pressure before actually using it make those components extremely important.

It turns out to be sort of fortunate that the "speed" of the explosion of the gasoline-air mixture is relatively slow! Under the conditions that generally exist inside a cylinder, the flame front velocity is usually around 90 feet per second, or 60 mph. By the time that a maximum amount of the gas-air mixture is burning, the crankshaft has rotated a slight distance past TDC. This situation, and its consistency, enables a modern engine to avoid seriously trying to spin backwards! The mathematics below shows that, for an engine speed around 1500 rpm (a normal driving situation) this is commonly around 10° AFTER TDC, when the greatest explosion pressure is present in the combustion chamber. Let's look at some preliminary calculations.

It is very well established that the explosion, and therefore the heat created, causes the gases in the combustion chamber to obey standard rules of Chemistry, such as the Ideal Gas Law. Because of the sudden heat, the gases try to expand immediately, but they cannot, so the pressure in those hot gases greatly and rapidly increases. Very consistently, the explosion pressure in an internal combustion engine rises to between 3.5 and 5 times the compression pressure. Since our example engine had a compression pressure of 120 PSIA, this results in a momentary explosion pressure that peaks at around 500 PSIA.

Since the piston is 4" in diameter, the top surface of it is just PI * (4/2)2 or around 12.6 square inches. Each of those square inches experiences the 500 PSI pressure, so the total force then instantaneously applied to the piston is 12.6 * 500 or around 6300 pounds.

Because of the geometry of the situation when the crankshaft has progressed 10° after TDC, the force diagram indicates that this downward force must be multiplied by (approximately) the sine of 10°, in order to determine the tangential force applied to the crankshaft. Approximately, because the connecting rod is no longer parallel with the axis of the cylinder bore, the actual angle being slightly higher, and an exact angle is easy to calculate with a thorough analysis. For now, 10° will give an approximate result for our purposes.

Therefore, the tangential (rotative) force actually transferred to the crankshaft is around 6300 * sin(10) or 6300 * 0.174 or around 1100 pounds. Since this force is applied to the throw of the crankshaft, at 1.75" radius from the centerline of the crankshaft, the torque transferred to the crankshaft is therefore 1100 * 1.75" or 1100 * 0.146 foot or 160 foot-pounds of torque. This calculation is in ball-park agreement with the published maximum torque curves for such engines, at 1500 rpm.

Notice that the radial force applied to the crankshaft is around 6300 * cos(10) or around 6200 pounds! At that moment, the vast majority of the power of the explosion is trying to drive the crankshaft down out of the engine, without rotating it!

In traditional automotive thinking, this sort of makes sense! As long as the piston rings do not leak too much and the valves do not leak too much, then those expanded gases inside the combustion chamber cannot escape. That means that, until the exhaust valve starts to open, all the pressure will act to push the piston downward. In order to get the most total power, it makes sense to keep that pressure acting as long as possible. This means that having the maximum pressure developed as soon as possible after TDC gives the most possible available degrees of productive crankshaft rotation. The benefit of this is seriously affected by the fact that, as the piston moves downward, the volume inside the combustion chamber increases, so the pressure drops. From a beginning pressure of 500 PSI in our example, at the later instant when the crankshaft had rotated 45° the volume has increased such that the pressure drops to around 200 PSI (without any leakage) and by the time the crankshaft has advanced 90° the pressure is down to around 125 PSI. The AVERAGE pressure during this 90° of rotation is referred to as Mean Effective Pressure (mep) and is commonly around 200 for common engines under power. (This description is for best conditions, fairly high power and revs).

There are several important points to be made here.


A little more about the cooling system, which is so closely associated with greatly reduced thermal efficiency of the engine:

In many engines, the radiator hose is around 1 1/2" in inside diameter, which gives around 2 square inches of cross sectional area, a situation that is true for most parts of a well designed cooling system. The water pump pushes that water at around 15 ft/sec (10 mph) through the passageways, when the automatic thermostat is fully opened. This means that about (15 * 12 * 2) 360 cubic inches of water per second is circulated, which is about 12 pounds of water per second. It is common for the water to be heated by around 15°F in taking that wasted heat away from the cylinder walls and heads. It takes 1 Btu to raise one pound of water by 1°F, so we're talking about (12 * 15) 180 Btu/second of heat being removed. That might not sound like much, but it is! In an hour (3600 seconds), this is about 650,000 Btu! (More than ten times as much heat as most entire houses need in the dead of winter!) Down below, we will mention that 2544 Btu/hr is equal to one horsepower, so this wasted heat represents around 250 horsepower of wasted energy from the gasoline, and heat that then contributes to global warming and all that other bad stuff.

Up above, we mentioned that the cooling system, at 5,000 rpm engine speed, only has around 0.003 second to remove the heat from the one cylinder that happens to be firing at that moment. (The reality is that heat is still removed from the heated metal for a longer time, but then the cooling system is primarily busy removing heat from a DIFFERENT cylinder which has just fired. For simplicity, we are considering individual cylinders. OK. We know that a total of about 180 Btu/second is being removed from the engine, so in 0.003 second, a little over 0.5 Btu gets removed.

That heat started in only one place, the 4000°F heated gases inside that cylinder. The cylinder started with about 50 cubic inches of air-fuel mixture, which weighed about 0.0022 pounds. A characteristic called the Heat Capacity of the fuel-air mixture is about 0.25 Btu/lb. As a result of all this, the 4000°F fuel-air exploded mixture inside the cylinder has about (4000 - 70) * .0022 * 0.25 of heat in it, or about 2.16 Btu.

At 5,000 rpm, this is good! Only around 0.5 Btu gets removed while the piston is still trying to do productive work, and so the overall performance is good. However, now consider the situation at 1500 rpm, about the engine speed during most highway driving. Same amount of energy in the hot gases, 2.16 Btu. But now, instead of 0.003 second, the cooling system has more than three times as long, 0.010 second, to be removing heat from the cylinder and head. What used to be a loss of 0.5 Btu is now 1.7 Btu. By the time the piston is halfway down, still trying to do productive work, the gases behind it have cooled tremendously. The combination of the efficient cooling system and the cooling due to the increasing volume behind the piston, that pressure is fairly likely to be around 300°F to 400°F. At such temperatures, there is almost no useful pressure acting on the piston, and the power cycle is done!

I know that you are way ahead of me now! At a 500 rpm idling speed, the cooling system has already removed virtually all the heat from those hot gases before the crankshaft has even rotated by 45°. It can never even get to having a beneficial mechanical leverage on the crankshaft before it has already gone fizzle!

See the situation? The cooling system MUST have adequate performance to be able to remove enough heat when the engine is wound out, but that results in it having too good a performance at all lower engine speeds. Such really good cooling performance makes engines last longer, so they have THAT going for them! But the basic performance of all internal combustion engines is tremendously degraded by how well the cooling system has to work!

You might see why the cooling water pump is driven by the engine. At high speed, it runs very fast, to accomplish the full cooling described above. At slower engine speeds, the water is pushed more slowly so that it is able to capture less heat from the cylinder walls and heads. But these things do not eliminate the problem. The slower water speeds reduce some of the numbers described above, but it is still true that every running vehicle constantly discards more of the gasoline's energy as wasted heat than it uses to move the vehicle.

In case you are curious, about 60% of the cooling is done through the cylinder walls and the remaining 40% through cooling the heads. This will probably NEVER come up in Trivial Pursuit!


Hemi Head Engine

For nearly 40 years, Chrysler has been aggressively promoting their hemi head engine. For you gearheads, do you know what a hemi is supposed to be better? In my experience, virtually no one seems to actually know! I wonder if Dodge and Chrysler salespeople know?

A hemi head is actually a hemispherical head. Virtually all the other styles of overhead valve engine heads have relatively flat pistons and heads that have a relatively shallow recess in their heads, for the combustion to occur. Remember the roughly 6 cubic inches that must remain at TDC? With a 4" diameter cylinder, that equals roughly 1/2" in cylinder height, near the sides near zero and near the middle nearly an inch. Now, a cylinder has to have both an intake valve and an exhaust valve, both in the head (in overhead valve engines, the most efficient designs). The flat shape of the combustion chamber limits the diameter of those valves, to well under half of the entire distance across.

The hemi head uses a VERY deep combustion chamber, so that the distance across is about half the circumference of a circle (1.56 * diameter) rather than being only slightly more than the diameter. This allows a lot more available space for the two valves. The single actual advantage of a hemi head engine is that it has much larger valves! This allows the fuel-air mixture to get in easier and the exhaust to get out easier. Bigger valves is a very good thing, and the hemi head design is the simplest way to provide the space for really large valves.

Since the hemispherical chamber is so tall, a flat-top piston would allow too much remaining volume for a good compression ratio, so all hemi head engines have to have dome-top pistons. So if you ever see a flat-top piston, it is from a non-hemi, and a significantly domed piston is always from a hemi. (An engine can have flat-top pistons replaced with slightly domed pistons to increase compression ratio, but that is a very different effect.) Also, if you happen to see an unusually large valve, it is likely to have come from a hemi engine.

So, a hemi is not "magical" or anything, but merely is a design that permits bigger valves for better engine breathing. There is no other advantage of it. And, actually, the domed piston somewhat interferes with airflows and makes it less likely to get really uniform distribution of the gas-air mixture, and really good removal of all exhaust products, so some of the benefits of being a hemi are given up in exchange.

You may be aware that there are some engines that have four (smaller) valves per cylinder. This provides the improved breathing of the hemi while not having the disadvantages of domed pistons. But the engine is much more complex, and expensive.


If you have actually followed all of this, you now pretty much know most of the design basics in case you ever decide to invent your own engine for your car! Very few people seem to have even heard of much of this, and very few auto mechanics know about these things or understand them. I sort of wonder how many of the Engineers at the automakers really know the Physics behind what they make blueprints of!


For discussion's sake, consider a hypothetical situation resembling the last drawing shown above. The crankshaft throw is fully horizontal, for the greatest possible geometrical mechanical transfer of torque to the crankshaft. Imagine that the full 6300 pound downward force on the piston could be applied under these circumstances. The torque transferred to the crankshaft would be 6300 * 1.0 * 0.146 or 920 foot-pounds of torque! This rather obvious result is many times higher than any actual automotive engine can develop! It would also be relatively constant, and would not decrease at high or low engine speeds.

This geometrical mechanical advantage was a standard feature of the old steam engine locomotives, where the entire available steam force was always applied at the best possible mechanical advantage. In comparison, internal combustion engines are rather pitiful regarding mechanical efficiency! However, this hypothetical arrangement is not possible in a normal automotive engine. It is easy to see from geometrical analysis that the piston necessarily has dropped exactly halfway down the cylinder, with the loss of almost all compression advantages and there is no flexibility on this point.


It is not commonly known, and certainly seldom published, that the very best automotive internal combustion engines are only around 28% efficient, when considering the energy in the gasoline and that actually developed in the spinning crankshaft. Many of the common automobile engines are only around 21% efficient. (This is actually considered good, since common automotive engines of 1970 had around 15% thermal efficiency!) A primary reason for this disappointing efficiency is this unfortunate mechanical arrangement where the majority of the force applied to the top of the pistons is NOT able to get transferred into torque in the crankshaft but instead attempts to drive the whole crankshaft down out of the engine. (Since pressure remains in the cylinder, it eventually gets to a point of having a better mechanical advantage, but by then the pressure in the cylinder has dropped quite a bit due to the piston lowering. A large amount of wasteful frictional heating is the result of this inherent characteristic of automotive engines, and the engine bearings take a serious beating. The engine then needs a variety of systems (lubrication system, cooling system, etc) to then discard all this heat energy that is wasted.

We mentioned above that enormous amounts of heat must be removed (and discarded) from the cylinder walls and heads, an amount generally equal to 100% to 150% of the rated output of the engine. A lot of this has to be wasted because, when the explosion first created the maximum dynamic pressure in the cylinder, the piston had nowhere to go, being virtually at TDC. So those 4000°F gases are trapped above the piston, surrounded by a really efficient cooling system! Before the crankshaft has advanced enough degrees to start being able to transfer useful torque to the crankshaft, the cooling system has necessarily already greatly cooled off the hot gases! Does this seem like a poor design, or what? Enormous waste of energy is built into the design! ALL internal combustion engines face this situation!

There is another way to indicate this poor overall efficiency of automotive engines. Consider a small-sized, reasonably aerodynamic automobile, with an engine that is considered efficient, traveling at a constant 60 mph on a highway, with no significant wind. Because of the alleged efficiency, this vehicle gets 30 miles per gallon at that constant speed.

The total vehicle drag (F) can be shown to be around 140 pounds, 110 of which are due to aerodynamic drag and 30 of which are due to tire resistance frictional losses. The total actual power needed to overcome this drag is given by F * V (velocity). Our numbers are then 140 pounds * 88 feet/second or around 12300 ft-lbs/sec. Dividing this by 550 converts it to horsepower, or around 22 actual horsepower. (Very streamlined cars will have even lower aerodynamic drag and so this required power could be even less).

Since this vehicle has a 30 mpg gasoline consumption, it would use up exactly two gallons of gasoline to travel the 60 miles covered in one hour. Each gallon of gasoline contains about 128,000 Btu of available chemical energy. Therefore, two gallons contains 256,000 Btu, so the vehicle is using 256,000 Btu/hr. It is a fact that 2544 Btu/hr is equal to one horsepower, so this amount of energy in the gasoline represents slightly over 100 horsepower.

The vehicle / engine efficiency would then be 22 hp / 100 hp, or around 22%, which confirms the earlier statement about the overall efficiency of this equipment.


Additional notes:

Another way of describing that flame speed characteristic is to say that the pressure increases within the combustion chamber at a certain rate, such as of about 20 PSI/degree of crankshaft rotation (for the average operating circumstances we have been considering). During the approximate 18° of crankshaft rotation we have been considering (starting with advanced spark ignition), the pressure rises around 360 PSI, from the original 120 PSIA compression pressure up to around the 500 PSI we have been discussing. All the other calculations are the same as above. Again, because of many complexities in the details of how the flame front progresses and affects the remaining gas-air mixture, a constant value of such a number is not precisely accurate. Even the flame front speed is not constant during the combustion process because, as the local pressure increases due to the shock wave of the mixture that already burned, the flame front speed rises. Therefore, the very late stages of the combustion process occur more rapidly that we have suggested here. However, it permits basic calculations and analysis. It also presents a way of seeing how and why the pressure and force are greater during the later stages of the combustion process.

The actual thorough presentation of the mathematics follows the logic and the examples above. There are some additional complications. (1) The actual angle between the connecting rod and the tangent to the crankshaft throw is always slightly larger (better) than in the simplified geometry presented above. See Section 3 in Mark's Standard Handbook for Mechanical Engineers for a good example of the geometrical considerations and the force diagrams. (2) A lot of characteristics are constantly changing. A reasonably accurate analysis should probably include calculations like those above for every degree of crankshaft rotation, considering the instantaneous volume of the combustion chamber and the instantaneous pressure due to the explosion, as well as the angle of the connecting rod and that of the crankshaft throw. The instantaneous torque transferred to the crankshaft would then be known for every degree of rotation. A numerical Integration could then determine the average (practical) torque that is developed. (3) Exhaust valves begin opening even while the power cycle is still proceeding, such that they will be adequately open when the exhaust (upward) stroke begins. A tradeoff in engine design is that the old waste gases must be removed, and then the entire combustion chamber filled with new fresh gas-air mixture from the intake valves, all in very small fractions of a second. It is an imperfect arrangement. Some exhaust gases always remain in the cylinder, keeping some fresh gas-air mixture from ever being able to enter. In both cases, the valves are always slightly open during the early stages of compression (intake valves) and the late stages of power (exhaust valves). All of these considerations act to reduce the actual amount of power that can be developed in a real engine.

This practical (average) torque is also lower than the maximum numbers presented here. In a V-8 4-cycle engine, each piston is responsible for developing torque over a 90° range of crankshaft rotation, before the next piston can take over. We have generally been discussing maximum instantaneous torque for specific crankshaft positions. It should be clear that the measured torque of any engine will be less, because it represents the average of torque developed during that entire 90° of crankshaft rotation, because no other cylinder is yet firing.

The crankshaft angle torque curves vary greatly in shape for different engine speeds, being very narrow at low engine speeds and rather broad and fairly constant at high engine speeds. The very narrow angle range of productive power for an engine at idle combines with the earlier mentioned geometrical disadvantage to fully explain why automotive engines can stall at low idle speeds.

Research

For most of my adult life, I have been intrigued by this terrible mechanical disadvantage that is an unavoidable part of all automotive internal combustion engines. There seems to be no way to get around that problem.

However, recently (October 2002) I have come upon a very unique mechanism that seems to show promise! It is only vaguely similar to conventional internal combustion engines, and has virtually no physical similarity! The concept does not seem to be capable of achieving that "steam engine" mechanical arrangement, but it is interestingly close.

The effect that I am now investigating enables the circumstance that would normally be called TDC (of maximum compression) to occur when the crankshaft is actually 30° PAST TDC. All of the dynamics described above still apply, including the spark advance and the flame speed, so the maximum dynamic pressure in the combustion chamber occurs about 10° crankshaft rotation later, or at about 40° angle. The point of this is to permit the far more advantageous geometrical crankshaft angle while still having the full combustion pressure available.

Preliminary evidence is that the full 6300 pounds of force would be present on the piston. The torque calculations, as above, would then be 6300 * sin(40) * 0.146 or 590 foot-pounds of torque. Where the standard engine creates 160 foot-pounds (as shown above), this arrangement would seem to be able to produce nearly four times as much torque. Since horsepower is directly proportional to torque (and rpm) that means nearly four times the horsepower while using the exact same amount of gasoline.

If there should turn out to be validity in this (very peculiar) mechanism, the advantages would be enormous. Far smaller engines would be needed to run cars and trucks, which would use far less gasoline and create far less global warming and other atmospheric pollution. An addition benefit also seems to exist. The geometry of this new approach is such that VERY significant torque would exist all the way down to zero rpm engine speed! This could eliminate the need for a transmission, since it's whole purpose is due to the fairly narrow torque curve of standard automotive engines. Given that it even seems able to produce substantial torque even at zero rpm, even the electric starter might not be necessary! If some gas-air mixture is somehow introduced into a cylinder whose valves were closed, and a spark made, there is significant indication that the engine would start on its own! Strange, indeed!

It appears that such an engine would produce enough torque to keep itself running at around 60 rpm rather than the common 600 rpm of an idling automotive engine. In stop and go traffic, such an engine would obviously produce only 1/10 as much pollution and global warming, and consume only 1/10 as much gasoline. Even less, because it would be a smaller engine.

The variety of applications could be enormous. It would seem that a lawn mower engine might be possible that could mow four to ten times the area of lawn on the same gasoline, and which might not actually require a pull-starter! The mind boggles at the possibilities, should the idea have any validity.

I have initiated a US Patent procedure regarding this concept, and am currently proceeding toward building three prototype engines.


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This presentation was first placed on the Internet in February 2003.



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C Johnson, BA Physics, Univ of Chicago